|
The International Encyclopaedia of Systems
and Cybernetics
2nd edition at the Saur Library |
"Systemics as a general integrated language of concepts and
models"
Charles Francois, Heiner
Benking |
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Humboldt-Universität zu Berlin – Berliner Bibliothekswissenschaftliches Kolloquiums,
25. Mai 2004
The need for an
integrated systemic-cybernetic language for concepts and models in complex and
vague subject areas:
“fields”
such as humanities, cultural-, anthropological- and environmental- studies,
education,… and last not least: governance
Charles François
Berlin, May 25th-28th, 2004
1. Insufficiency of the ... et ceteris paribus models
4. Wishful thinking without understanding
The whole is more than the sum of the parts
The whole is less than the sum of the parts
Many actions trigger feedbacks
Feedbacks can be positive or negative
Dynamic stability or homeostasis
Adaptability is better than adaptation
6. An
example: African locusts from solitary
to gregarious (Uvarov and Bredo)
7. From a collection of conceptual tools to a
transdisciplinary integrated language.
The use of simple monocausal deterministic models during the last three
centuries in the western world has been a very efficient tool for the
construction of the highly developed and sophisticated technical world we are
now living in. When Descartes proposed to begin to acquire knowledge by
starting from the study of the most simple processes, he settled the bases for
the understanding of many natural phenomena that were completely out of the
reach (and also the range of interests) of medieval scholastic philosophers.
The so-called ...et ceteris paribus principle was a determinant device
that could be used to create what possibly but strangely could be qualified as
„purified facts“. It implied however a
hidden methodological postulate about the acceptability of the unilateral
simplifications thus proposed. It
permitted anyhow to circumscribe and clearly state the most elemental linear
chains of cause-effect in the study of what seemed to be specific (or at least
specified) elemental processes.
This is how and why specialized disciplines could be organized: a
situation that is now reflected in the artificial world we have constructed
around us, and of course in our decimal
classification of topics...
It is also how theoretical models in the form of laws and mathematical
formulations could progressively generate techniques and practical
applications.
Aided by the massive use of disponible raw materials and energy (mainly
fossil), we thus constructed this colossal technical shell in which we now live
most of our life. It is now so easy to
obtain light and power only by pulsing a switch or even to change a punctured
tyre of our car. However, to manage an entreprise or to govern the European
Union is a quite more complex endeavour.
In fact, to understand simple and basic process, we must first isolate
them from these supposedly random and unsettling perturbations generated by the
environmental conditions: Electricity, for example, must be conducted within
isolated wires.
It is easy to see that, through the use of Cartesian reductive method,
we necessarily cut nearly all the interconnections that exist between natural
entities. For example, if we practice anatomy, we do it by dissecting a body
whose physiological activity is, or must be, destroyed. A living dog, or rabbit cannot anymore be
reconstructed from the severed pieces.
Thus, the ... et ceteris paribus principle leads to construct
simplified, but also artificialized models of what we call „reality“. And, of course, much depends on the nature,
quality, extension and aims of the simplifications thus
imposed.
There is also a time dimension to be considered. Some processes last
for few milli-seconds... while others last for geological or cosmical
eons. The ways different rhythms are
interrelated is still quite ill understood.
Long accumulative processes – generally unperceived or ignored – may
lead to some threshold of radical unstability, sometimes with catastrophic
results, or to the emergence or some quite different process.
We have in fact considerable blindspots in our perception of time
dynamics. This is so because we are
eternally enclosed in our instantaneous present, or at most very short term
perception of the world around us.
A good metaphor for all these difficulties is our perception of a starry sky.To begin with, at any geographical
location and at any moment, when we look at it, we always see much less than
what could be seen in theory. Also,
what we perceive is merely a fleeting glimpse of a reality whose elements are
intrinsically disconnected in the time dimension. The light of some star travelled 20 years to reach us while the
light of some galaxy was emitted 300 millions years ago. The unity of what we
see is merely in our own perception.
This is obviously reflected in our representations: We arrange the stars in constellations,
which have in fact practically no relation to the states and positions of the
different celestial bodies in space and time.
Moreover, representations are also culturally tainted. Chinese constellations for instance differ
widely from western ones.
Still more: The starry sky
metaphor is not as far fetched as it seems.
Possibly, at this very moment, somebody is doing in Tokyo or Moscow
something that will affect our life to-morrow, or next month... our grand children
in 2075, ... and we will still remain unaware of it for days, or months, or
years to come. Possibly, at this very
moment our sun could be exploding as a nova. In such case we have now only somewhat more than 8
minutes of life left... but we blissfully ignore it.
Accordingly, we urgently need
new models to cope in space and time with many complex situations and
issues. The mother of all catastrophes
is really our deep lack of understanding of the network of multiple causes and
effects simultaneously at work around us.
This can be clearly seen in all the crises that happen in human systems
of the most varied types and in the trouble that beset individuals when they
are obliged to cope personnally with the multiple unforeseen consequences.
While we remain mentally and psychologically dominated and oriented by
the traditional simple deterministic lineal causal models, we always look for
so-called "solutions". This is intended to be the timely punctual and
supposedly definitive replacement of some unsatisfactory state of affairs by a
new and satisfactory one.
In fact, this is merely a jump from one adaptation to another one, with
the frequent but illusory belief that „now, the matter is settled“. Bela Banathy Sr., who was a leader in
systemic thinking once said: “you cannot solve any problem: you only can manage
it“. It should be added: „and you are
able to manage it only if you understand its deeper nature and, behind the visible symptoms, its really
significant structures and dynamics. And of course, there is always a price to
pay.
In short, we need permanent adaptability, and not merely more or less
ill connected jerks from one state of affairs to another one.
If the situations or issues are complex, our models must reflect it and
thus also be complex. Moreover, if we
use some model as a base for action, the situation „outside there“ (what we call „reality“) may react to our action
in some way that we did not expected or don’t like. In this case we should not be kicking or stamping „reality“ like
an angry child, but on the contrary consciously reconsider our model and try to
make it more adequate.
Stafford Beer said as much in his famous 1973 lecture on „The surrogate
world we manage“.
The relation between perception, modelling and action should be
permanently cyclical. It should also be cybernetic, as any process should
ideally be self-correcting in response to its own effects, as well as to the
ever changing environmental conditions, including our own tinkering.
In fact, such a new kind of complex adaptive models started to appear
during the 20th Century.
The first steps were possibly Poincare’s 1898 work on the possible
instabilities in celestial mechanics (the 3-bodies problem) and, in 1932, Walter
Cannon’s work on homeostasis (i.e. oscillating dynamic stability) in biological
systems. Since 1950, this trend gathered more and more impulse.
It could possibly be considered as a kind of incipient immunological
reaction of mankind to the growing dangers that are closing around us, mostly
as results of our own actions. The
creation of the European Union, after the senseless destructions and mass killings of the two World Wars is a more
directly visible effect of the same process.
Of course, this new trend has been, and still is, a result of research
and action by some clearsighted, but at the begining sometimes ridiculed
individuals, which are supposed to be irrealistic dreamers. Generally the
importance of their work is not clearly understood by most economical,
social and political managers, who consider themselves as „practical
realists“. This is because it is very
difficult to change one’s world view, in most cases based on uncritically
accepted postulates and principles not anymore adapted to new issues.
Clearly, one of the most difficult task for anyone is to take distance from his or her own mental and psychological framework. As expressed by the french economist Jean Fourastie: „There is something worse than ignorance and it is ignorance of one’s own ignorance“.
I would like to stress that good intentions and wishful thinking are
not enough to extract us from the messes we enmesh ourselves in.
I have recently read a quite well known book about the political,
economic and social reforms we should need to reach more satisfactory
governance of human systems.
I was however struck by the fact that the author seems to describe aims
as if they were means. We should of course need to stamp out corruption,and to
elect higher quality politicians. But I
have some question marks and comments:
- How and why exactly does corruption always so easily creep into
practically all political and social systems?
- What do we understand as „higher quality“?
- Which and where are the mental and practical tools to further our
betterment proposals?
- Moreover aims as well as means cannot be clearly defined if we do not
understand how the past and present messes were generated.
Let us again consider the example about corruption... but in factual
terms
Some conditions for corruption are as follows:
- The existence of a highly necessary, or valued resource
- The practical possibility for some individual or group to have or
take control of that resource. For ex. Oxygen in the air cannot be controlled
and is practically free for all (at least until some clever fellow finds a way
to patent its use). But in some places
access to water can be restricted and the disponibility and price of oil generally
is technically managed and controlled by cartels. An extreme and dramatic case is the drugs business mafias, whose
power is based on the pathological craving of the victims.
More generally even, the taking control of lawful rights by some group
opens the way to corruption. Even
lawful prohibitions can have the same effect, as in the case of alcohol
prohibition in the United States during the 20‘s.
To have a fighting chance against corruption, it is mostly useless to
appeal to ethics, because mafias negate them, or apply them only among their
own insiders (let us call this the hommage of vice to virtue!).
What is needed is a good knowledge and understanding of the conditions
that are favorable to corruption and the socio-economical mechanisms that make
it possible. Then the problem becomes practical and can be defined in terms
of how it can be blocked through some specific social devices, as much
as possible automatic ones. Ethical
people can help mainly by making as much noise as possible about all kind of
abuses.
Most human activities tend
toward some goal which is positively valued by the activists themselves. However such positive aims can produce blindspots in their minds:
Fascination with some goal can easily suppress any perception of
possible negative side effects of what is intended. This is precisely because the general perspective in space and
time is ignored.
We thus obviously need to acquire such a wider and deeper view. Curiously enough, in some cases it even looks simply as a return to common sense.
Let me offer some samples of perspectivist mental tools in systemic
terms:
Of course, as it also includes the multiple interrelations in space and
time among the elements, We thus cannot
understand wholes merely by a good knowledge of the parts. Water, for instance
is more than simply hydrogen plus oxygen.
As a complex whole it has emergent properties corresponding to specific
interrelations at the physico-chemical level.
Any element incorporated in an organized whole loses some of its
individual characteristics, or at least find them restricted. For example the
hydrogen atom’s role and meaning is different in water and in chlorhydric acid.
Of course, most actions provoke consequences. But in some cases there is a return action of the effect upon the
cause. However that so-called feedback can be specific in different cases.
If you kick a dog, it may bark, yelp, wimper, run away, but it can also bite you. So, the understanding and forecast of the possible alternative feedbacks are important.
(which does not imply any psychological valoration).
The positive feedback increases the ongoing process. This is the case
for ex. in explosions, fires, bear or bull stock markets, destructions by
mutinous or panicking crowds, etc. When
such a process has exhausted its inputs or supplies, the trend is normally
reversed, as in the case of an overbuyed or oversold market, for instance.
The most interesting possibility offered by feedbacks is when they can be combined to maintain a process within safe limits.
Mature systems tend to fluctuate or oscillate between an upper and a lower limit of activity. The mechanism which secures such behavior is
precisely complementary positive and negative feedbacks.
While successive adaptations are static states, adaptability admits
that no adaptation is fit forever. Accordingly we should continuously monitor
and evaluate change and always be ready to introduce corrective behavior at any
moment.
An entity is autonomous, which means able to manage its own behavior
only if it possesses „variety“ (a concept introduced by Ashby). This means that it permanently needs a
„store“ of different possible adaptive reactions to variations in its
environment (and know how to use them). It also needs to have reserves of
specific supplies, enabling it to take countervailing action when needed.
Any entity has an upper as well as a lower acceptable limit of activity
in its basic processes or parameters.
If such a threshold is crossed, the entity is in danger of immediate
destruction, as for ex. in case of excessive blood pressure, insufficient cash
flow, or energy cuts.
Only in some favorable cases can the entity be saved either by outside help, or by changed goals, or a wide transformation of its internal order. These are typical situations in medicine or in management, for instance:
The behavior of most entities is complex in the time dimension. There
is a spanish dictum that says: „What does not happens in a century, happens in
one moment“ (of course after the long term accumulation of some specific
stress, as for example in the case of an earthquake).
Most processes are a complex superposition of short, medium and long
term effects. A good example is again
the stock market: The study of the
interrelations between such different time spans scales is the basic idea of
the so-called „Technical analysis of stock trends“ Anyhow extrapolations from
short time trends are always risky. But
uncertainty can more or less be reduced if long trends have been already
established through accumulative processes, because the long trend “closes in”
the shorter ones.
There are many more concepts and models, and their global collection
and coherent organization is in fact the content of cybernetics and systemics
as a methodology for understanding.
The sudden appearance of massive locusts swarms – already a biblically
registered calamity, remained since the most remote antiquity a deep mystery.
It was however finally explained during the last century by two
entomologists: the South African Uvarov and the Belgian Hans Bredo. It results of a succession of environmental
conditions affecting the behavior of the originally non gregarious locusts.
As we will see, only a
coherent observation, wide open and well extended in the time dimension could
produce an explanation, of course by competent specialists, but open mind ones…
The successive stages of the process are as follows:
1. In some
savannah or steppe region (for example in Zambia), solitary locusts, or very
small gatherings of these insects can be permanently found.
2. When
successive wet seasons produce very heavy rains, greenery much extends and the
locusts multiply.
3. If later rain
seasons are relatively dry, the yet solitary locusts start to concentrate in
smaller spots which still remain green, for example, near swamps.
4. As the
insects, just as many other animals, produce pheromones, they start to perceive
each other more strongly.
5. As a result
their behavior changes: They all crowd ever closer to each other and orient
themselves in the same direction. They become gregarious, which means that a
collective behavior superposes to individual ones.
6. At one moment
a small group takes to flying.
7. Suddenly the
movement propagates to the whole flock and the locust swarm is on its way.
8. Stopping from time to time to eat and to reproduce
they can during weeks and months cover distances of thousand of miles, until
they get lost in some desert or ocean and thus are finally eliminated.
9. The practical
result of the adequate understanding of this complex process was the creation
of an international agency for observation and control, and timely spraying of
insecticides at the precise moment and locations when and where the solitary
locusts turn gregarious. This history includes in fact feedbacks, dynamic
stability situations, equilibrium processes and limits, thresholds, and shows
how systemic and cybernetic models correspond to the understanding of complex
issues and processes.
One of the most difficult
problem nowadays is the seclusion of many specialists in different disciplines
in their own narrow field, using their own specialized language. In this way, we observe at least two
different negative results:
- They do not
understand – and still less bother – about the possible side effects – positive
or negative – of their action outside their own field. They themselves are
completely surprised when some outside negative effects of the action of some
specialists in another field has an impact on the issues that they are trying
to manage in their own way. And they do
not know what to do about these interferences. In order to avoid possible
global messes and sterile conflicts between specialists of different
trades, a better coordination in common
action should be needed.
- Such
coordination can be obtained only through conversation, and in a way that the
participants become able to understand each others. If not, we reach a new type
of Babel situations: people may apparently be on speaking terms, but do not
really communicate usefully.
- Accordingly, a
common language is urgently needed. As
the systemic and cybernetic concepts and models apply in very different
disciplines (as for example in biology, ecology, economics, engineering,
politics, etc...), this generalist language seems to be a good candidate to
become such a conversational transdisciplinary language. It can be used by any
specialist to explain at least in general terms to any other specialist what
he, or she is doing, and how, and why. In this way conversation becomes
possible and meaningful.
- On the other
side, any systemic or cybernetic concept
or model is generally significant in relation to some other systemic or
cybernetic ones.
- Feedbacks for
example can lead to unstability thresholds, or to oscillating behavior within
upper and lower limits. They are thus
related to the dynamic stability conditions. They can also be active at
different time and space levels and environmental conditions, as illustrated
for instance in the case of locusts swarms.
- In fact,
cybernetics and systemics – which are the two sides of the same coin – can
become an integrated language adapted to the understanding and governance of
complex issues of any kind. Shortly
stated, there can be no satisfactory governance process without an
understanding as deep as possible of the interconnected multiple interacting
causal factors which led to the situation to be managed.
To create the needed integrated and practical transdisciplinarian
language is what I have tried to do when I published in 1992 in Buenos Aires my
„Diccionario de sistemas y cibernetica“
in Spanish and in 1997 at Saur’s Verlag in München, in english, my
„International Encyclopedia of Cybernetics and Systems“, whose 2nd revised and
much expanded edition is to come out within some weeks, again at Saur’s Verlag.
I size this opportunity here and now to offer to Mr. Saur and his collaborators
my deepest gratitude for their help, understanding and permanent comprehension.
My excellent friend Mr. Heiner Benking and myself will now show you
examples of the language and how it has been constructed and can be used.
Thank you for your kind attention.
Second Part of the presentation FRANCOIS – BENKING (hyperlinks, hyperframes and image schemas….)
Literature:
Benking, H., Kampffmeyer, U.B., Access and Assimilation: Pivotal
Environmental Information Challenges - Linking, Archiving, and Exploiting
Multi-Lingual and Multi-Scale Environmental Information Repositories, GeoJournal 26.3, 323-334, Kluwer, (1992), Context
and Concept Mapping - Towards common frames of reference, In: Terminology and
Philosophy of Science, TKE ’96: Terminology and Knowledge Engineering;
Galinski, Ch.,Schmitz, K.-D. (eds), INDEKS VERLAG, (1996), Embodying
Synthetical Spacial Meanings and Situations: Challenges of Appresentation and
Apprehension, Section 7, General Systems Theory, In: (eds.) Wilby, J.M.
Sustainable Peace in the World System, and the Next Evolution of Human
Consciousness, ISSS, Budapest, Benking, H., Veltman, K. (1997): Composing
Switching Systems to interrelate multimedia information, International Society
for Knowledge Organization ISKO,WISSENSORGANISATION MIT MULTIMEDIALEN
TECHNIKEN, - (1996) A Metaparadigm or Sharable Framework
(Cognitive Panorama), New Ideas in Science and Art - A New Space for Culture
and Society, Project on New Technologies: Cultural cooperation and
communication, Council of Europe, 1997, WISSEN
ORGANISATION GESELLSCHAFT,
INTERNATIONALER HEINZ VON FOERSTER KONGRESS, Future
Prospects for Constructivism, Cybernetics – quo vadis ?, American Society for
Cybernetics (ACS)2003 Conference Vienna, Austria, Nov. 13-15, Cybernetic Futures – kybernetische Zukünfte, Gemeinsamer Kongress der
Leibniz - Sozietät und der Deutschen Gesellschaft für Kybernetik, Berliner
November 2003, more at http://benking.de
Dahlberg, I.: (1964)
Grundlagen Universaler Wissensordnung. Foundations of Universal Organization of
Knowledge, München, Verlag Dokumention, K.G. SAUER, XVIII 366p - Dahlberg, I.:
(1995) The compatibility guidelines - A re-evaluation, In : compatibility and
Integration of Order Systems, TIP/ISKO Warsaw, 1995 - Dahlberg, I.: (1996)
Library Catalogues in the Internet: Switching Systems for Future Subject
Access, In: Advances in Knowledge Organization, Vol. 5 (1996), p. 155-164,
INDEKS Verlag, Frankfurt, "Zur
'Begriffskultur' in den Sozialwissenschaften: Lassen sich ihre Probleme
lösen?" in EuS 7 Ethik und Sozialwissenschaften,
Streitforum für Erwägungskultur, Westdeutscher Verlag (1996)]
Deutsch, Karl W.:
The nerves of government, models of political communication and control, Free
Press, New York, 1963
Dror,
Y.: Ist die Erde noch regierbar?, Bertelsmann Verlag, 1995, and Dror, Y.,
Benking; H,: 6 Thesen zu „Ist die Erde noch regierbar?“ als Zusammenfassung des
Club of Reports, UN-Klima Gipfel, Berlin, Online:
http://benking.de/Global-Change/
Judge, A.J.N.:
(1978/79) Representation; comprehension, and communication of sets, The role of
numbers. Int. Class. 5/3, 126-133; 6/1, 16-25; 6/2, 92-103, Judge, A.J.N.:
(1988) Encyclopedia of Conceptual Insights from World`s Cultures, UIA,
Brussels, http://www.uia.org/projects/cultency.htm,
YEARBOOK OF INTERNATIONAL ORGANIZATIONS, ENCYCLOPEDIA OF WORLD PROBLEMS
AND HUMAN POTENTIALS, 3 Volumes, all Saur Verlag, Munich, more at:
http://www.uia.org
François, Charles: La Systémique,
un meta-langage connectif, Revue Intern. de Systémique, Vol. 12, no. 4/5,
Gauthier Villars, Paris, 1998
François, Charles: An exploration of the historical meaning of
systemics in western thought, Systems Journal, Wroclaw, Poland 2000
François,
Charles: International
Encyclopedia of Systems and Cybernetics, 2nd edition, K G
Saur Verlag, München 2004, http://benking.de/encyclopaedia/
Stachowiak,
Herbert: Allgemeine Modelltheorie und Handbuch Pragmatisches Denken (5 volumes)
(Systematischer Neo-Pragmatismus) (1984 - )
Adresses:
Charles François, Libertad 742, 1640 Martinez, Argentina, library@iafe.uba.ar
http://www.uni-klu.ac.at/~gossimit/ifsr/francois/biography.htm
for more pls.
see : http://open-forum.de/encyclopaedia-pragmatics/